NOTE: This article is excerpted from the The Journal of the Royal Anthropological Institute, Vol. 8, No. 2 (Jun., 2002), pp. 279-309
The Mixed Dream
Early Christian preachers such as Justin Martyr assimilated all of the pagan gods to ‘demons’ under the control of the Devil (Pagels 1988: 42). According to pagan cosmology, demons were not intrinsically evil, but they were biddable. The magical papyri of the last centuries BCE and first centuries CE reveal how people sought, through ritual incantations, to command demons to carry dreams to others. In one particular example, a man named Hermeias exhorts the demons to cause his unresponsive object of desire to lust for him, even when she is ‘drinking, working, conversing, sleeping, dreaming, having an orgasm in her dreams, until she is scourged by you and comes desiring me.1
Granted the prevailing association of demons with dreams in popular thought, Christians were counselled to distrust their sleeping visions as possibly satanic. Dreams thus came to be placed squarely on the negative side of a morally polarized universe. John Climacus, whose Ladder of divine ascent synthesized the ascetic tradition and became a handbook for monks, wrote: ‘Devils often take on the appearance of angels of light or martyrs and they appear to us in sleep and talk to us … And if we start to believe in the devils of our dreams, then we will be their playthings when we are also awake’ (Climacus, Ladder, 3).
Beginning with Tertullian, the Church Fathers held that dreams could come variously from God, the Devil or the Soul (Tertullian, On the soul, 47). This tripartite scheme was apparently adapted from pre-Christian philosophical traditions. A look at the third-century BCE Alexandrian physician Herophilus’ classification of dreams reveals that the erotic dream figured centrally in the transition from paganism to Christianity:
“Herophilus says that some dreams are inspired by a god and arise by necessity, while others are natural ones and arise when the soul forms for itself an image (eidolon) of what is to its own advantage and of what will happen next; and still others are mixed (synkra-matikoi) and arise spontaneously (ek tou automatou) according to the impact of the images, whenever we see what we wish, as happens in the case of those who in their sleep make love to the women they love.”2
The interesting part of this scheme is the third, or mixed category. In so far as people see what they inwardly desire in these dreams, they seem identical to enypnia – the physical state dreams discussed earlier.3 Yet, this identification cannot be correct, since Herophilus pointedly differentiates them from the category of dreams produced exclusively by the soul. Mixed dreams have an exogenous element; they result from outside forces – the impact of images on the sleeper. These images happen to coincide with internal desires.
Herophilus’ mixed dream, with its ready erotic exemplification, corresponded to the demonic dream in the Christian tripartite system (von Staden 1989: 310). Early ascetic theories of human nature and psychology reveal how monks understood demons to inspire erotic dreams. These accounts, presented by writers such as Evagrius and Cassian, possibly illuminate what Herophilus intended by the mixed dream. Certainly they take us deeper into the genesis of the erotic nightmare.
For Evagrius, who became a monk in Egypt around 382 CE, demons could manipulate an individual’s previously acquired, emotionally charged memories to excite the passions, and set sinful thoughts in train. Thus evil thoughts were simultaneously exogenous and endogenous; demons activated what was already there. Evagrius conceded that disturbing thoughts would inevitably occur, even in the course of monastic life – such thoughts were part of the human condition. Sin set in only if one mentally entertained a thought for too long. As he expressed it: ‘It is not up to us whether evil thoughts might trouble the soul or leave it in peace. What does depend on us is whether they linger or not, and whether they set the passions in motion or not’ (Praktikos, 6). The goal was inner stillness, which Evagrius referred to by the familiar Stoic term, apatheia (Guillaumont 1971: 98ff.).
Evagrius named eight primary demons, the model for what would become the ‘seven deadly sins’ in Western Christianity. Each of these demons normally attacked only one of the two vulnerable parts of the soul, the high-spirited or the sensual. Predictably, the demon of fornication (porneia) attacked the sensual part of the soul. According to Evagrius “it compels one to desire ‘remarkable’ bodies; it violently attacks those living in abstinence in order to cause them to quit, convinced they will amount to nothing. And, soiling the soul, it inclines it to ‘those acts’ [obscene acts]. It causes monks to speak and hear things, as if some object were visible and present” (Praktikos, 8).
As this passage shows, the battle with demons spilled over into the realm of dreams and (other) hallucinations where the power of the will to resist demons was weakest. Although demons could provoke erotic dreams and nightmares, these were normally two distinct types of dream (Praktikos, 21, 22, 54). The phenomenon of an erotic nightmare required a fusion of demonic domains that contravened the normal division. In such dreams the sensual part of the soul joined forces with the irascible to overwhelm the intellect. It was the opposite of Plato’s ideal scenario of self-mastery where the intellect and the high spirits co-operated to overpower the appetitive part. In Evagrius’ psychology the erotic nightmare was not excluded but rather given a powerful theorization. It was the exception that confirmed the rule.4 The erotic dream was a mixed dream then, not only because external demons aroused internal thoughts, but also because it simultaneously affected the two parts of the soul.
If dreams were, indeed, controllable, then anyone who experienced an erotic dream was potentially culpable. John Cassian excused nocturnal emissions if they occurred to someone with a full stomach (Cassian, Conferences, 12.2). In such cases they were a simple physical fact of the body, and he allowed that it was ‘natural’ for emissions to occur as often as every two months, although three times a year was a more acceptable frequency (Cassian, Institutions, 6.20; Conferences, 2.23).
The sinfulness of erotic dreams and nocturnal emissions continued to be a topic of debate in ascetic ‘anthropology’- as patristic theories of human nature and psychology are sometimes known – throughout the Middle Ages in both the Eastern and Western Churches (Elliott 1999; Fogen 1998). Excusable nocturnal emissions became sinful erotic dreams if one entertained them, allowed them to linger, and, most importantly, if one consented to them (Elliott 1999: 20). The way to fight the images and sensations of the mixed dream was to sever them with the knife of the will, withholding assent so that externally instigated images did not connect with bodily passions. Nocturnal emissions unaccompanied by visual imagery indicated spiritual progress (Evagrius, Praktikos, 55; Angelidi forthcoming).
From the Monastery to the World
The account developed to this point presents the views of learned texts representing the ideas and practices of elite, free men in antiquity and a narrow subsection of monks and high clerics in the early Christian period. Their practices of self-cultivation may not have been shared by very many of their contemporaries, but their influence on subsequent generations has been enormous. If the ancient Greek ethic of self-moderation was explicitly elitist, the Christian ethic became increasingly unified in conception and intended for all – men and women, young and old alike. I turn now to consider how the ascetically influenced Christian ethic of self diffused to the population at large and how the Christian laity was conditioned to view the erotic dream as dangerous and nightmarish.
In popular vocabulary the word incubus, as we saw, gave people a ready label for the erotic nightmare.5 In the wake of Augustine’s writings about concupiscence and original sin, the general term for demonic interference in a dream, ‘inlusio‘ (illusion), came to have automatically erotic overtones in succeeding generations (Elliott 1999: 20). Likewise, the term ‘phantasma‘, which Aristotle had used interchangeably with phantasia to mean a ‘mental perception, image, or representation’, came to mean a distorted – usually by demons – mental representation (Schmitt 1999: 278). If normal sensory perceptions were like water that flowed through a person, then memories could be likened to water that was stored and which remained clear. Phantasmata, on the other hand, were like stagnant water that had become cloudy, rank, and overgrown with algae.
How did these developments affect popular views of these matters? Certainly the laity were not expected to live up to the ascetic standards of the monks – this would have meant the extinction of Christian society – nor were they necessarily concerned by, or even able to comprehend, the high-flown arguments of theology. People in the world no doubt continued to have extra-marital sexual relations, dreams, erotic dreams, nocturnal emissions, and nightmares. But the Church did make attempts to regulate these phenomena. Early penitential books such as the Irish penitential of Cummean, composed in the seventh century after the model of Cassian’s rules for monks, represented one such effort. This penitential is notable for its comprehensive distinctions among erotic deeds and thoughts.
“He who merely desires in his mind to commit fornication, but is not able, shall do penance for one year … He who is willingly polluted during sleep, shall rise and sing nine psalms in order, kneeling … He who desires to sin during sleep, or is unintentionally polluted, fifteen psalms; he who sins but is not polluted, twenty-four” (Bieler 1963: 115;Asad 1993: 101).
The dissemination of prayer formulas comprised another area for ascetic influ-ence on the development of mainstream Christianity. The expanding practice of bedtime prayers is of particular interest here (Le Goff 1988: 225). Early in the fifth century CE, Prudentius composed a hymn before sleep that included the following lines: ‘If a man’s stains of guilty conduct are few and far between, him the clear and flashing light teaches secret things; but he who has polluted and befouled his heart with sins is the sport of many a fear and sees fright-ful visions’ (Daily round 6.49). And it concluded with the following exorcistic entreaty: ‘The cross drives out every sin; before the cross darkness flees away; consecrated with this sign, the spirit cannot be unquiet. Away, away with the monstrosities of rambling dreams! Away with the deceiver and his persistent guile!’ (Daily round 6.133).
Between the fifth and thirteenth centuries, the Church’s mode of eliciting and forgiving lay sins altered. Initially, there was the brutally demanding office of penance in which the penitent was excluded from the worshipping com-munity (Asad 1993: 100). This person’s sins and their on-going punishment were socially apparent. The practice of individual, private confession to a cleric gradually replaced penance until the Fourth Lateran Council (1215), when it was made mandatory for all. Later, the Protestants identified compulsory confession to lascivious clerics as a practice that increased rather than decreased general sexual excitation. In the reformed Church confession would have no place. Each individual would be responsible for his or her own actions in the face of God. This was not an easy option, but rather the beginning of an in-worldly asceticism. In Weber’s famous formulation, asceticism ‘now … strode into the market-place of life, slammed the door of the monastery behind it, and undertook to penetrate just that daily routine of life with its methodicalness, to fashion it into a life in the world, but neither of nor for this world’ (1991 [1904-5]: 154).
Just as the new order of the Protestant and Catholic Reformations got underway in the sixteenth century, so, too, did the witch-hunts. The judicial system became a means to contravene the new space of private conscience that the reformers had begun to stake out. Officials asserted greater power than ever to interrogate individuals about their inner thoughts, convictions, and fantasies. These witch trials frequently involved accusations that men and women attended sabbaths at which they had sex with the Devil. The witch-hunting manuals developed an elaborate picture of incubi that attacked women and succubi that copulated with men. According to the Malleus maleficarum (Kramer & Sprenger 1970 : 41 ff.), such erotic episodes occurred more frequently to women since they were more feeble, credulous, and less self-controlled than men.
These various developments continue the story of erotic dreams and self-control begun in antiquity, a contention that emerges more clearly if we closely consider the tenth-century Canon episcopi (Lea 1939: 38; Russell 1972: 292). This text urged priests to eradicate demonic sorcery from their parishes. It also alerted clerics that some women, ‘seduced by illusions and phantasms of demons (daemonumi llusionibuse t phantasmatibusse ductae), believe themselves, in the hours of night, to ride upon certain beasts with Diana, the goddess of the pagans’ (Lea 1939: 178). In such cases, priests were instructed to teach that these beliefs were false delusions of the Devil. The Canon episcopi conceded that women did undergo demonic molestation but only ‘in their spirits’ (cum solus eius spiritus). The problem, from the Church’s point of view, was the exuberant folk credulity aroused by these tales, and the laity’s apparent inability to distinguish imagined from real experiences. Thus the Canon episcopi emphasized that:
“[w]hile the spirit alone endures this [demonic manipulation], the faithless mind thinks these things happen not in the spirit, but in the body. Who is there that is not led out of himself in dreams and nocturnal vision, and sees much when sleeping that he has never seen when waking? Who is so stupid and foolish as to think that all these things which are only done in spirit happen in the body …” (Lea 1939: 179).
Uncertainty over ‘the imaginal’6 thus lay at the centre of European witchcraft.
Renaissance theologians had to decide whether witches’ transformations, flights, and sabbaths were merely dreams, and if so, whether the individuals involved none the less merited prosecution for believing them. The issues begin to look very much like those posed by the desert Fathers. The difference between the first ascetics and the laity during the witch craze was that earlier a (male) individual had largely been left to monitor his own spiritual failures. Later (male) clerics decided this matter on behalf of (female) individuals. Torture and capital punishment replaced internally imposed humility and renewed ascetic effort as responses to erotic dreams.
The matter of the reality of witchcraft, and the responsibility for dream visions, was never uniformly decided throughout the main period of witch-hunting, that is, in the sixteenth and seventeenth centuries. Carlo Ginzburg (1983) reveals how the authorities resolutely ignored statements by Friulian villagers that they fought demons ‘in the spirit’, while their bodies were at home, asleep. The accused called themselves benandanti (good-doers) and imagined that their practices were fundamentally Christian. Under the duress of long interrogation, however, the benandanti changed their stories and confessed that they had consorted with demons ‘for real’.
The benandanti told mainly of fighting against malevolent forces in order to safeguard the community’s harvest, and it is possible that many ‘witches’ stories’ were, likewise, not particularly sexual. The inquiring authorities, however, assumed that witchcraft must involve sexual acts with the Devil and thus they pushed the stories in that direction through questioning. Judges showed a particular interest in the issue of whether the intercourse with the devil was voluntary or forced, frightening or pleasurable (Kramer & Sprenger 1970 : 114; Lancre 1982 : 200-1). Whether or not actual erotic nightmares or erotic dreams had occurred to the accused, there was a likelihood that erotic nightmare scenarios would occupy a conspicuous place in the final confession.
Freud once rhetorically asked, ‘Why are [the witches’] confessions under torture so like the communications made by my patients in psychic treatment?’ (Ginzburg 1990: 150; Roper 1994: 245). The answer would seem to lie in the shared conviction in the importance of an underlying libidinal impulse. This sexual Urszene could be uncovered through confession, although both psychoanalysts and inquisitors faced a besetting uncertainty as to whether these received confessions were truth or fantasy (Ginzburg 1990: 151).
In this section I have retrained attention on the persistent factor of dreams, particularly demonically distorted dreams (phantasmata), at the heart of the European witchcraft phenomenon. My contention is that dreams, erotic dreams, nightmares, and erotic nightmares all occasionally figured in witch-craft cases. The effect of the threatening manuals for prosecutors, and of the prosecutions themselves, was to funnel even innocuous dreams into an erotic nightmare formulation, thereby further defining and maximally diffusing a category of experience that first arose in the context of early Christian asceticism.
- Greek magical papyri XVIIa; in Betz (1986: 253). For more on demons sending (erotic) dreams, see Eitrem (1991) and Faraone (1999).
- Found in the first-century CE author, Aetius, Placita, 5.2.3; text and translation in von Staden (1989: 386).
- Galen considered erotic dreams as textbook examples of the category of dreams that reflected an individual’s physical state: ‘men full of sperm will imagine that they are having sexual intercourse’ (On diagnosis from dreams, in Oberhelman 1983: 46).
- ‘The sin of accidie (boredom, despondency) – also known as the noonday demon – provides one example of a demonic thought that allied the irascible and sensuous parts of the soul and ‘suffocated the intellect’ (Evagrius, Praktikos, 36). Evagrius considered accidie ‘the heaviest of the demons’ (Praktikos, 12). I thank George Calofonos for his discussion of these ideas.
- An indication of the currency of the term may be found in Augustine’s City of God, 15.23. 17 My use of this term perhaps differs somewhat from its use in Jungian circles and elsewhere (cf. Tedlock 1987: 3).
- I use ‘imaginal’ to refer to a state of consciousness in which one has the impression that what one is witnessing is absolutely ‘real’ and independent of one’s mind, although one is, in fact, only imagining it. The term ‘imaginary’, by contrast, implies an awareness, even in the moment of imagining, that what one beholds is only a product of one’s imagination. Dreams, visions, hallucinations, and apparitions are, generally, experienced imaginally and then subsequently accounted for as imaginary.